Vesselin Popovski (ed): International Rule of Law and Professional Ethics

You will receive a 20% discount if you order with the information found in the PDF attached.

International Rule of Law and Professional Ethics Feb 2014

This book examines the interesting and relatively understudied area of the evolution of the international rule of law and the role of professional ethics. With chapters contributed by leading names in international law, this book offers analysis and recommends policies to strengthen the rule of law at international level to meet a major global governance demand in ensuring equity, justice, stability and consistency in international affairs.

Contents:

  • Introduction; From domestic to international rule of law: a long and unfinished journey, Vesselin Popovski;
  • ‘Unqualified human good’ or a bit of ‘ruling-class chatter’? The rule of law at the national and international level, Simon Chesterman;
  • ‘Thin theories’ of the domestic and international rule of law, Charles Sampford; Reflections on the rule of law: its scope and significance for partners in development, John Barker;
  • What is ‘international impartiality’?, Frédéric Mégret;
  • Professions without borders: global ethics and the international rule of law, Charles Sampford;
  • International civil service ethics, professionalism and the rule of law, Lorne Sossin and Vasuda Sinha;
  • International rule of law? Ethics and impartiality of legal professionals in international criminal tribunals, Chandra Lekha Sriram;
  • Judicial ethics at the international criminal tribunals, William Schabas;
  • Conclusion, Vesselin Popovski;
  • Index.

DOJ: Values and Ethics

The Department of Justice has published a Values and Ethics code on their website HERE.

Chapter I – Values

Introduction

The Government of Canada is committed to ensuring that the federal public sector[1] remains professional, non-partisan and ethical, and worthy of the trust and respect of Canadians. As public servants, we contribute to good governance, to democracy and to the well-being of Canadian society. We are committed to respecting the law and to upholding the highest standards of integrity and fairness.

In accordance with section 6 of the Public Servants Disclosure Protection Act (PSDPA), the Values and Ethics Code of the Department of Justice (the Code) sets out the values and ethics that guide public servants at the Department in all their professional activities. It also provides a set of guidelines and principles to support ethical behaviour and decision making for all public servants. Established in consultation with the Department’s employees and bargaining agents, it is our common guide.

The public servants at the Department are proud to work together, drawing on the richness of its diverse staff. As a group, we are conscious of the fact that Canadians expect transparency and respect for the principle of accountability from public authorities at all levels and that this has an impact on their work.

This firm commitment to the values and ethics enshrined in the Code will allow us to carry out the mandate of the Department and build a healthy and productive work environment that fosters innovation, while at the same time meeting the high expectations of Canadians. This is our collective commitment, and it is our individual responsibility.

Table of Contents

For the full document, go to their website HERE.

A Woolley: “Top Ten Canadian Legal Ethics Stories – 2013”

Posted to ABlawg on January 3, 2014

Once again John Steele at Legal Ethics Forum has compiled his list of the top ten ethics stories of 2013 (here). As was the case last year, his list has inspired me to think about the top ten ethics stories in Canada (2012 is here). On reviewing last year’s list it is clear that a number of the stories of significance in 2012 remained important this year. As well, legal ethics in Canada continues to develop as a matter of practical and intellectual significance, with practitioners, judges, regulators and academics paying attention to the conduct and regulation of lawyers and judges.

Thanks to Professor Annalise Acorn of the University of Alberta, and Malcolm Mercer of McCarthy Tetrault, for their assistance in compiling this list.

For the full list, links and opportunity to comment, click HERE.

S Kierstead and E Abner: “Learning Professionalism in Practice”

Shelley M. Kierstead, York University – Osgoode Hall Law School and Erika Abner, University of Toronto – Postgraduate Medical Education Office

2013 Osgoode CLPE Research Paper No. 59/203

Abstract:

This paper describes exploratory research into learning professionalism, ethics and civility in the legal workplace. We begin by setting out the issue as described by scholars, regulators, insurers, courts, and practicing lawyers, then examine the literature on developing a professional identity through learning at work. We employed a focus group method to gather data on the issues that practicing lawyers experience during their working day, as well as how they learn to define, identify, and manage these professionalism and ethical issues.

Number of Pages in PDF File: 89

To download the paper off SSRN, click HERE

 

A Woolley “What Do Bad Exam Answers and the Lawyers of the PMO (Maybe) Have in Common?”

Posted to SLAW Dec 30 2013.  For the post and comments on the website, click HERE

We don’t know whether the lawyers who worked in the PMO during the Duffy debacle – Nigel Wright and Benjamin Perrin – engaged in unlawful or unethical conduct. What we do know, though, is that two men with stellar public reputations, one (Perrin) described as a “hero” by Hillary Clinton (here) and the other (Wright) as a man “of good faith, of competence, with high ethical standards” by Jason Kenney (here), became embroiled in a public relations debacle – investigated by the RCMP, disavowed by the Prime Minister and publicly castigated for their potential involvement in the payment of $90,000 to Senator Duffy. How does that happen? How might an honourable and decent person, with good moral judgment in other aspects of his life, as well as legal knowledge and training, make a decision that is legally and morally suspect?

My last few days grading student examinations have given me some perspective on this question. The administrative law examination we assigned had three questions, two very typical of the sorts of questions that students might have expected to see given past exams and the problems we had done in class, and one that was structurally quite different. The nature of the administrative decision raised by the problem was unusual, and the context in which the decision was made even more so.

The answers to the unexpected question were, in a number cases, significantly – and strangely – wrong. The students made statements about the relationship between the legislative, executive and judicial branches that were fundamentally off-base and that I know, given their other answers and the many conversations I have had with them, they do not actually think are true. Yet somehow when answering the question these students lost access to the knowledge that they possess about the functioning of the legal system and the ability to apply administrative law concepts with which, as demonstrated by their other answers, they were relatively familiar.

Why? The problem for these students may have arisen from the cognitive weaknesses to which humans are susceptible. As human beings, we are simply unable to pay attention to or process everything that surrounds us, or all the information we receive. We use heuristics to make decisions, rather than identifying and rationally assessing all of the information available to us. And, when facing something unfamiliar, particularly in an area where we lack expertise, we can often miss the obvious.

Christopher Chabris and Daniel Simons famously documented this last point in their “invisible gorilla experiment”. In the experiment participants were shown a one-minute video of people wearing white and black shirts, passing basketballs. Participants were asked to count how many times the people wearing white passed the ball. About 30 seconds into the video, a woman wearing a gorilla suit walked in front of the players, beat her chest, and walked off – being on screen for about 9 second (you can see the video here). Despite this relatively dramatic incursion onto the screen, about 50% of the participants did not see the gorilla. They did not see the gorilla because of selective attention – the attention they paid to counting the passes prevented them from seeing anything else, even something strange and obvious. In a recent variation on this experiment, researchers inserted an

image of a gorilla into a CT scan of a pair of lungs; 83% of radiologists viewing the scans did not see the gorilla (“Gorillas in the Lung”)

While the problem for my students may have arisen from any number of cognitive gaps, my guess is the main issue was one of selective attention. The unfamiliar context, and their attempt to decipher how administrative law applied to that context, led them to miss obvious aspects of what they were looking at. They were so focused on trying to figure out how what they saw could be fit into their administrative law framework, that they did not really see what they were looking at.

Why, though, did some students not suffer from this problem? Likely because their grasp of the administrative law concepts was sufficiently good to allow them to broaden the focus of their attention, and to be less disorientated by an unfamiliar fact situation. In later iterations of the invisible gorilla experiment, researchers observed that experienced basketball players were more likely to notice the gorilla, presumably because counting basketball passes required less attention for them than for someone without that experience.

And what about Wright and Perrin? As noted at the outset, neither the precise legal or moral quality of their actions, nor even their involvement (in the case of Perrin in particular), is clear. But assume for the moment that their conduct was unethical or unlawful. How could that happen? My guess is that the circumstances of the PMO would create a similar blindness to the actual quality and significance of the acts in which they were engaged. The focus on the political – on the effect for the Conservative Party and the PMO from Duffy’s profligate expenditures – made the legal and moral ramifications of their handling of the situation invisible. Wright and Perrin would want to solve the political problem, and so would not be able to see that the problem also had legal and ethical dimensions. It wasn’t what was salient, and they couldn’t see it.

Under this hypothesis, it would also be significant that neither Perrin nor Wright have spent a significant part of their careers in legal practice. Wright was a lawyer for seven years at Davies, Ward Phillips and Vineberg, but he spent many more years as a businessman, and left legal practice a long time ago (his career is discussed here). Even his role in the PMO was not a legal one. Perrin does not appear to have practiced law at all (his UBC bio is here). That lack of recent (or any) practice experience, or current expertise in legal decision-making, may have further obscured the legal salience of the issues with which they were dealing. Neither Wright nor Perrin would have routinized “thinking like a lawyer” in a way that helped them overcome the problem of selective attention. And, as a consequence, good men may have acted badly.

This column has been largely speculative. But to the extent it contains an element of truth, it suggests the significance for lawyers who wish to avoid ethical trouble of ensuring that they are in a position where the legal and ethical significance of situations will not be obscured. Modern law firm approaches to conflicts of interest – where the identification of such conflicts is systemized – is an example of how that can be done. But in other areas of ethical significance, it may be that lawyers face risks they do not even perceive.

S Fine: The new face of judicial defiance

SEAN FINE – JUSTICE WRITER

KITCHENER, ONT. — The Globe and Mail

PublishedFriday, Dec. 13 2013, 10:46 PM EST

Last updatedFriday, Dec. 13 2013, 10:46 PM EST

Justice Colin Westman still remembers when, as a young lawyer who had barely outgrown a pampered childhood in Shawinigan, Que., he first read the pre-sentence reports that contain the life stories of convicted men and women.

“It was like fiction,” the 70-year-old father of two tells a reporter in his Kitchener, Ont., office during a morning break from court. “I couldn’t believe the tragic backgrounds of some of these people. From the day they were born, they were behind the eight-ball.”

Today, after more than two decades of seeing a steady procession of those people, whom he calls broken souls, in his courtroom, Justice Westman has become one of many in several provinces defying the spirit, and sometimes the letter, of the Conservative government’s tough-on-crime agenda. Continue reading

R Mendleson: Javad Heydary case prompts questions about law society’s policy of secrecy

Rachel Mendleson

Toronto Star, published December 16, 2013

Embattled Toronto lawyer Javad Heydary has never before faced disciplinary action from the Law Society of Upper Canada, but it is impossible to know whether he has been the subject of previous investigations, because the regulator does not disclose that information.

That would not be the case if Heydary, who fled the country in November amid allegations that more than $3 million in trust funds was missing, had practised in Oregon. In that state, a list of every complaint lodged against lawyers, subsequent investigations and the outcome of those probes is only a phone call away for clients, journalists or anyone else who wants to know.

For the complete story on the Toronto Star website, click HERE.

Continue reading

K Arnott: Panel halves suspension in Groia appeal

From the Lawyers Weekly

By Kim Arnott

December 20 2013 issue

While upholding a finding of professional misconduct against Toronto lawyer Joseph Groia, a Law Society of Upper Canada appeal panel has halved the two-month practice suspension previously imposed on him for uncivil courtroom behaviour during an acrimonious trial more than a decade ago.

Citing errors by the disciplinary hearing panel that found Groia had breached the Rules of Professional Conduct, the appeal panel reduced the suspension of the securities lawyer to one month. It also set aside an order for him to pay $246,960.53 in costs, and opened the issue to submissions on whether the errors justify a lower bill.

For the full story on the Lawyers Weekly website, click HERE Continue reading

LSBC – Joint Task Force on Future of Legal Services Regulation

Important news from LSBC News Releases – December 9, 2013

Law Society governors approve joint task force recommendations on the future of legal service regulation

For the LSBC website, click HERE

Vancouver – At their December meeting, the Benchers of the Law Society of British Columbia unanimously approved in principle three recommendations that could transform the regulation and delivery of legal services in BC.

These recommendations are the culmination of many years of review capped by a year consulting and studying the question of whether various legal service providers, including lawyers, notaries public and paralegals, should be brought under one regulatory umbrella. The Legal Service Providers Task Force presented its final report on December 6, 2013.

The Benchers approved the following task force recommendations:

  • The Law Society and the Society of Notaries Public of British      Columbia seek to merge regulatory operations.
  • That a program be created by which the legal regulator provide      paralegals who have met specific, prescribed education and/or training      standards with a certificate that would allow them to be held out as “certified      paralegals.”
  • That      the Law Society develop a regulatory framework by which other providers of      legal services could provide credentialed and regulated legal services in      the public interest.

While details of the proposals will need to be developed in consultation with the notaries, government and others, task force Chair Bruce LeRose, QC said approving the recommendations in principle was an important first step. “Access to justice is slipping out of reach for many British Columbians,” said LeRose. “It is critical that the Law Society look for ways to reverse that trend, and these ideas could be a big part of that.”

Law Society President Art Vertlieb, QC called the Benchers’ unanimous support for the motion a “watershed moment in the Law Society’s history.”

The task force’s final report is available here. The Law Society’s previous news release about the task force is available on the website.

The members of the task force are past Law Society president Bruce LeRose, QC (chair); current governors Ken Walker, QC (vice-chair) and Satwinder Bains; Godfrey Archbold, president of the Land Title Survey Authority; John Eastwood, past president of the Society of Notaries Public of British Columbia; Carmen Marolla, vice-president of the British Columbia Paralegal Association; and Kerry Simmons, past president of the Canadian Bar Association, BC Branch.

Quotes

“It is encouraging to see our justice partners work together to transform the regulation and delivery of legal services to the citizens of our province. The Law Society has shown tremendous leadership and the recommendations made today signal that progress is being made to improving access to justice for British Columbians.” Hon. Suzanne Anton, QC, Attorney General & Minister of Justice

“BC Notaries look forward to working with the Law Society, our members and with the Ministry of Justice in taking the next step to ensure that any merging of regulation continues to offer protection, continued and expanded choice and improved access to legal services for the public.” Wayne Braid, Chief Executive Officer, The Society of Notaries Public of British Columbia

The BC Paralegal Association is extremely pleased with this outcome.  We wish to express our congratulations to the Task Force on an excellent report, and we look forward to continuing to work with the Law Society to develop the criteria for certification for paralegals, and to consider how best to create the regulatory framework to be developed for stand-alone legal service providers. Carmen Marolla, Director, BC Paralegal Association

The Law Society of British Columbia regulates the more than 11,000 lawyers in the province, setting and enforcing standards of professional conduct that ensure the public is well-served by a competent, honourable legal profession.

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For further information or to arrange an interview contact:

Ben Hadaway Communications Officer 604.443.5708 bhadaway@lsbc.org Robyn Crisanti Manager, Communications and Public Affairs 604.697.5845 rcrisanti@lsbc.org

– See more at: http://www.lawsociety.bc.ca/page.cfm?cid=3845&t=Law-Society-governors-approve-joint-task-force-recommendations-on-the-future-of-legal-service-regulation#sthash.MKWo3jh4.dOv5Fapl.dpuf