N Semple: Core Values: Professionalism and Independence Theories in Lawyer Regulation”

Noel has a new article available on SSRN if you click HERE.

It has been posted to the Legal Ethics Forum; to make/view any comments, you can click HERE.

Abstract: 

North America is the common law world’s last bastion of traditional lawyer self-regulation. In the United States and in common law Canada, lawyers make and enforce almost all of the rules which govern legal service delivery. These regulatory regimes are also distinctive in their (i) maintenance of a single, unified occupation of “lawyer,” (ii) insulation of law firms from non-lawyer ownership, and (iii) near-exclusive regulatory focus on individual lawyers as opposed to law firms. Other wealthy English-speaking countries (the UK, Ireland, Australia and New Zealand) have gradually abandoned all of these elements of traditional lawyer regulation over the past 40 years.

Why have North American lawyers and legislators resisted such reforms and maintained traditional self-regulation? One school of thought is that lawyers have defended traditional self-regulation in order to protect their own interests. However, North American lawyers supported by functionalist sociologists respond that traditional self-regulation protects the interests of clients and the public by upholding important “core values”. This article seeks to elucidate this public interest theory, through a new reading of the legal and sociological literature. The thesis is that professionalism and independence are the two allied but conceptually distinct core values which animate the public interest theory of traditional lawyer regulation.

A Woolley: Chapter in a New Book

ANNOUNCING A NEW BOOK

How Can You Represent Those People?  Edited by Abbe Smith and Monroe H. Freedman

Palgrave MacMillan, publishers. Discounted pre-publication sales currently available at Amazon.com!

This is the first-ever collection of essays on what criminal defense lawyers call The Cocktail Party Question. Contributors are some of the most experienced and thoughtful lawyers and teachers in the

country: Barbara Babcock, Paul Butler, Tucker Carrington, Angela Davis, Alan Dershowitz, Monroe Freedman, Vida Johnson, Joseph Margulies, William Montross, Ann Roan, Meghan Shapiro, David Singleton, Abbe Smith, Robin Steinberg, Michael Tigar, and Alice Woolley. It is a must-buy for lawyers, law students, and anyone interested in crime, punishment, race, poverty, and the motivations of criminal lawyers.

A Woolley: Independence of the Bar and the Prevention of Money-Laundering

On ABLawg, May 8, 2013, Alice Woolley considered:  Federation of Law Societies of Canada v Canada (Attorney General) 2013 BCCA 147.

Introduction

On April 4, 2013 the British Columbia Court of Appeal issued its decision in Federation of Law Societies of Canada v Canada (Attorney General), 2013 BCCA 147 which upheld the earlier decision of a chambers judge that aspects of Canada’s money-laundering legislation violate section 7 of the Charter of Rights and Freedoms and cannot be saved under section 1.

In her initial judgment (2011 BCSC 1270) the chambers judge held that aspects of the money-laundering regime undermined the lawyer-client relationship and, in particular, eroded the solicitor-client privilege, which created an unjustified violation of section 7 (para 144). Because the alternative regime implemented by the provincial law societies was an effective alternative that had a more minimal effect on the liberty interests of clients, the money-laundering regime could not be saved under section 1. The law societies’ regulation ensured “that proportionate and dissuasive criminal, civil or administrative sanctions be available for non-compliance with anti-money laundering requirements” (para 154).

To continue reading, and for a PDF of her analysis, click HERE

L Terry: Trends in Global and Canadian Lawyer Regulation

Thanks to Legal Ethics Forum for the original notice.

Laurel Terry’s paper is forthcoming in the Saskatchewan Law Review and up on SSRN for those that are interested.  Click HERE.

Abstract:

Globalization and technology have changed the practice of law in dramatic ways. This is true not only in the U.S. and Canada, but around the world. Global regulatory trends have begun to emerge as lawyer regulators have had to respond to new developments. In 2012, Australian regulators Steve Mark and Tahlia Gordon and the author, who is a U.S. academic, documented some of these global trends in lawyer regulation. See Laurel S. Terry, Steve Mark, & Tahlia Gordon, Trends and Challenges in Lawyer Regulation: The Impact of Globalization and Technology, 80 Fordham L. Rev. 2661 (2012). Their article concluded that regulators face issues in common regarding “who” is regulated, “what” is regulated, “when” and “where” regulation occurs, “how” it occurs, and “why” it occurs.

The current article examines Canadian lawyer regulation in light of the global trends Terry, Mark, and Gordon previously identified. The current article asks whether there is evidence in Canadian lawyer regulation of these same who-what-when-where-why-and-how issues. The article concludes that these trends are indeed present in Canada and explains why it is important for Canadian lawyers, regulators, clients, and other stakeholders to be aware of these global trends. The article also addresses the issue of whether these trends matter in a jurisdiction such as Saskatchewan that is not a global financial center on the order of New York, London or Toronto. The answer the article provides is “yes” – these trends are relevant to Saskatchewan and to jurisdictions throughout the world that care about lawyer regulation.

A Salyzyn: A Comparative Study of Attorney Responsibility for Fees of an Opposing Party

(2012) 3 St. John’s Journal of International and Comparative Law (Forthcoming)

Abstract: This paper compares the American practice of requiring an attorney to pay personally the fees of an opposing party where the attorney has been found to improperly conducted himself or herself to analogous practices in two other common law jurisdictions, England and Canada. Continue reading

Legal Ethics Volume 15, Number 2, December 2012

The new edition of the journal Legal Ethics (Hart Publishing) has now been published is available for order if you click HERE

Comparative Studies of Lawyer Deviance and Discipline

There is a fair bit of Canadian content including:

  • An article by Alice Woolley (Calgary) titled “Regulation in Practice: The ‘Ethical Economy’ of Lawyer Regulation in Canada and a Case Study in Lawyer Deviance”
  • A report on the ILEC V Conference by Alice Woolley and Richard Devlin, co-chairs of the conference, titled “Merging Worlds, Emerging Discourses”
  • The Correspondent’s Report from Canada by Amy Salyzyn (Yale SJD) available for free if you click HERE.
  • And a Book Review by Alice Woolley, “Crime and Guilt”

Enjoy!

T Gut: Counsel Misconduct before the International Criminal Court

From Hart Publishing

Counsel Misconduct before the International Criminal Court

Professional Responsibility in International Criminal Defence

By: Till Gut

This is the first comprehensive study of the law governing professional misconduct by defence lawyers before the International Criminal Court. The ICC’s regulatory regime was introduced in response to instances of misconduct experienced by other international and domestic criminal courts. The book first turns to how the ICC’s forerunners – the International Criminal Tribunals for the former Yugoslavia and Rwanda and the Special Court for Sierra Leone – coped with misconduct, often resulting in controversy. The book also looks at the approaches that have evolved in Germany and the United States, reflecting the different role of defence lawyers in the civil and common law criminal justice traditions. Continue reading

A Salyzyn: Good Lawyers, Gone Good?

Published on Jotwell, November 27th, 2012|Amy Salyzyn|

Why Good Lawyers Matter (David L. Blaikie,  Honourable Thomas Cromwell and Darrel Pink, eds., 2012).

For the Jotwell webpage, click HERE.

A bad news lawyer story is nothing new. As Deborah Rhode keenly observed over ten years ago: if one listens to the critics, it is easy to get the impression that “lawyers belong to a profession permanently in decline.”1 Current Canadian headlines only affirm Rhode’s observation. On a near-daily basis, we are gloomily advised of a spate of lawyerly crises. Ongoing problems with access to justice, lawyer incivility, lack of diversity and, most recently, shortages in articling (mandatory apprenticeship) positions, all loom large. Reading the newspaper can be demoralizing to newcomers and seasoned practitioners alike. Continue reading